PECB ISO-45001-Lead-Auditor 問題集

質問 1：
Match the correct responsibility with each participant of a second-party audit:

正解：

Explanation:
A screenshot of a computer Description automatically generated

Explanation:
* Prepares the audit report # Audit Team Leader:The Audit Team Leader is responsible for compiling and preparing the final audit report, summarizing findings and conclusions.
* Prepares audit checklists for use during the audit # Auditor:Auditors create checklists to ensure a thorough and systematic evaluation during the audit.
* Participates under the direction and guidance of an auditor # Auditor in Training:An auditor in training works under supervision to gain experience and contribute to the audit process.
* Follows up on audit findings within an agreed timeframe # Auditee:The auditee is responsible for addressing and resolving audit findings and providing evidence of corrective actions.
* A person who accompanies the audit team but does not act as an auditor # Observer:Observers are typically external parties or internal personnel who watch the audit process but do not participate actively.
* Escorts the auditors but does not participate in the audit # Guide:A guide facilitates the audit by helping auditors navigate the site and access relevant areas or documents.
References
* ISO 19011:2018: Guidelines for auditing management systems.

質問 2：
At a wall before sweeping up the reside into baskets. They have asked to see the criteria (in this case work instructions) relating to this process and find that workers are following the instructions given. The auditor in training, however, considers the process to be dangerous and wants to raise a nonconformity against clause
8.1.1.
How would you react? Select four.
A. Ask the auditor in training to consult the auditee before raising a nonconformity
B. Support the auditor in training's decision to raise a nonconformity against 8.1.1 as you share their view that the process is dangerous.
C. Ask top management if they have considered an alternative way of working more safely with broken glass.
D. Invite the auditor in training to take part in breaking bottles to determine if the process really is dangerous or not. Providing they are not hurt, take no additional action.
E. Advise the auditor in training to focus on hazard identification and any subsequent assessment of OH&S risks prior to making a determination.
F. Advise the auditor in training that they cannot raise a nonconformity against 8.1.1 as there is no evidence that the planned and implemented process is not effectively handling waste safely.
G. Stop the process immediately due to the danger of broken glass to the employees identified by the auditor in training.
H. Ask the workers if they have been consulted as to how safe they believe the activity is and whether they have ever been injured.
正解：C,E,F,H

質問 3：
Whistlekleen is a national dry cleaning and laundry organization with 50 shops. You are conducting an OHSMS surveillance audit of the head office and are sampling health and safety performance monitoring.
You find that 80 per cent of incident originate from five shops in the same region. Most of these relate to staff and customer feeling unwell due to breathing in the pungent atmosphere. Some required to be hospitalized.
The OHS Manager tells you that these are the oldest shops in the organization. The cleaning equipment emits Volatile Organic Compounds (VOCs) and needs replacing but the organisation cannot afford it at the moment.
A. Give an explanation to the Agency of what went wrong.
B. Advise that the faulty equipment will be replaced within the next two years.
C. Apologise to the Agency and advise that corrective action will be taken within 15 days.
D. Monitor VOC emissions to ensure compliance with safe limits.
E. Conduct an internal enquiry to establish who is to blame.
F. Investigate changing the cleaning process to use chemicals with safe VOC content.
G. Select the three best options for how this should be handled by the organisation through its OHSMS.
H. Offer to compensate employees and customers for possible health implications.
I. Defend the court case and await the legal outcome.
J. When reviewing the nonformity report files, you find the organization is facing a legal dispute with the Health and Safety Agency over multiple breaches of OHAandS legislation.
K. On raising the matter with senior management, you are told that there are plans to replace the equipment in these shops over the next five years.
正解：E,I,J

質問 4：
You identify that the OSHMS manager conducts a safety inspection of the building each day before the museum opens to the public. You review your latest report and note that there seems to be some confusion between what constitutes a hazard and what constitutes a risk.
Which three of the following observations has the OHSMS manager correctly rated?
A. The head of the dinosaur suspended over the main hall has become detached from the rest of the skeleton (Risk)
B. There Is a high possibility of unfit food being sold due to the failure of the oven temperature indicator In the visitors' restaurant (Hazard)
C. There is a water leak next to the electric heater in the admissions area (Danger)
D. The carpet on the main staircase is peeling off (Risk)
E. Conference room emergency sign directs people to an exit that is no longer available for use (Hazard)
F. The non-slip mats have been removed from the restaurant (Risk)
G. The fire extinguishers in the Natural World area have not been serviced in the last five years [Risk)
H. The emergency light In the gift shop did not work when checked (Risk)
正解：D,G,H
解説: (Topexam メンバーにのみ表示されます)

質問 5：
Which two of the following are examples of audit objectives for the audit team?
A. To complete the audit on time.
B. To improve overall health and safety performance.
C. To minimise risk resulting from the audit process.
D. To implement any necessary corrective action.
E. To reduce instances of injury and ill health.
正解：A,C
解説: (Topexam メンバーにのみ表示されます)

質問 6：
Which three of the following statements about closing meetings are true?
A. The audit team must meet formally immediately after the closing meeting to consider recommendations for the report.
B. The first- and second-party closing meeting must always be documented.
C. A closing meeting for a first-party audit is likely to be less formal than the closing meeting for a third- party audit.
D. Closing meetings should be chaired by the audit client or their designated representative.
E. The audit team leader can instruct members of the audit team to attend the closing meeting virtually.
F. The closing meeting represents a final opportunity for the auditee to have the audit report findings changed if they are unhappy.
G. A closing meeting should be held in all instances, irrespective of whether the audit conducted was first-, second- or third-party.
H. The audit team leader cannot instruct audit team members of their roll at the closing meeting.
正解：C,E

質問 7：
In the ISO 45001 health and safety management system, what is 'documented information'? Select the ONE best answer.
A. Any paperwork generated when the system is in operation
B. Paperwork such as Permits to work and risk assessments
C. Any information about the system, or generated by it, held in any format
D. The master copies of the documents used to operate the system, held in any format
正解：C
解説: (Topexam メンバーにのみ表示されます)

質問 8：
An adventure park has the following and safety policy document displayed in the reception area:
This organization is committed to providing safe experiences, In accordance with health and safety regulations for their delivery. The organisation will strive to increase the health and safety awareness of its personal, contracts and customers. Continual health and safety improvement is a permanent objective of the organisation. This policy shall be communicated to all interested parties.
Referring to the policy statement, select three options for which the organization is meeting ISO 45001 requirements.
A. The organization intends to communicate its policy to external parties.
B. The organisation's processes deliver the Intended Improvement to health and safety.
C. The organisation is committed to continual health and safety improvement.
D. The organisation satisfies Its customers' health and safety requirement.
E. The management is committed to health and safety improvement.
F. The organisation meets oil statutory requirements.
G. The organization has a good reputation for safe experiences.
H. The organisation uses contractors committed to health and safety.
I. The management Is committed to health and safety Improvement.
正解：A,C,I
解説: (Topexam メンバーにのみ表示されます)