PECB ISO-45001-Lead-Auditor 問題集

質問 1：
Match the correct responsibility with each participant of a second-party audit:

正解：

Explanation:

Explanation:
* Prepares the audit report # Audit Team Leader: The Audit Team Leader is responsible for compiling and preparing the final audit report, summarizing findings and conclusions.
* Prepares audit checklists for use during the audit # Auditor: Auditors create checklists to ensure a thorough and systematic evaluation during the audit.
* Participates under the direction and guidance of an auditor # Auditor in Training: An auditor in training works under supervision to gain experience and contribute to the audit process.
* Follows up on audit findings within an agreed timeframe # Auditee: The auditee is responsible for addressing and resolving audit findings and providing evidence of corrective actions.
* A person who accompanies the audit team but does not act as an auditor # Observer: Observers are typically external parties or internal personnel who watch the audit process but do not participate actively.
* Escorts the auditors but does not participate in the audit # Guide: A guide facilitates the audit by helping auditors navigate the site and access relevant areas or documents.
References
* ISO 19011:2018: Guidelines for auditing management systems.

質問 2：
Showitoff is an organization specialization in the design and production of wall decorating materials for the domestic market.
During an ISO 45001 certification audit of the site, the auditor comes across an open, walled area just outside the maintenance department. It contains various scraps of wood and metal as well as serveral rusty components. Several heavy concrete beams are learning against a thin brick wall in which cracks are available. When asked about it, the OHS Manager states that he presumes that the materials come from maintenance work, so it is the Maintenance Manager's responsibility.
The auditor interview the Maintenance Manager in his department. He asks about the area outside and is told that it contains some excess material that the Manager likes to keep in case they come in handy at some stage.
The auditor points out that the wall appears to be unstable and could collapse at any moment. The Maintenance Manager is not aware of such a situation.
Wash-it-up is an organization that provides window cleaning services for the industrial sector. It has been certified to ISO 45001 for some time and has appointed a new OHS Manager. The auditor asks to see the most recent management review meeting minutes.
Which three statement would represent input audit evidence for the management review?
A. Updates to the risk register
B. Proposal to priorities health and safety issues as a business strategy
C. Worker feedback of positive and negative comments
D. Allocation of a bigger budget for the OHS department
E. Report showing the trend of on increase in safety incidents
F. Decisions on Improvements in the OHSMS
G. Decisions related to continual Improvement opportunities
H. Procurement of new safety harnesses for workers
正解：A,C,E
解説: (Topexam メンバーにのみ表示されます)

質問 3：
Below is a list of potential issues related to the context of organisations. Some of them are internal, and others are external.
Which two are related to external issues?
A. Increased number of outsourced processes
B. New technology available on the market
C. Workers joined a trade union
D. New owners of the organisation
E. Recently hired workers with limited command of the local language
F. Average salaries in the business sector
正解：B,F
解説: (Topexam メンバーにのみ表示されます)

質問 4：
Aitchandness inc, manufactures safety footwear and other items of personal protective equipment (PPE). The organisation applied for ISO 45001 certification, and after the initial certificate audit, the certificate body decided that the audit team leader should carry out a follow-up audit to determine whether the non- conformities could be closed out.
A major non-conformity was raised at Stage 2 because of inadequate storage and handling of chemical used in the production process. Minor non-conformities related to retaining documentation, staff safety training and inadequate testing of emergency procedures.
Select four of the actions which the auditor could take at the follow-up audit to determine the effectiveness of corrective action for the non-conformities.
A. Check that the safety data sheets associated with the chemical being used where checked for completeness.
B. Inspect the relevant areas to check whether chemical were being stored and handled in a safe manner.
C. Interview staff to see whether they have received training in the revised emergency response procedures.
D. Check whether documented procedures for the revised processes have been signed off by the OH and S Manager.
E. Ask whether the organization's internal audit schedule was revised to included more audit associated with the storage and handling of chemicals.
F. Determine whether an updated risk assessment has been carried out on the revised chemical storage and handling processes.
G. Ask to review the latest emergency response drill report to check whether the revised emergency response process is fit for purpose
H. Interview the OH and S Manager to determine whether additional health and safety objectives have been established.
正解：B,D,F,G
解説: (Topexam メンバーにのみ表示されます)

質問 5：
Which three of the following statements about closing meetings are true?
A. The audit team leader cannot instruct audit team members of their role at the closing meeting.
B. The audit team must meet formally immediately after the closing meeting to consider recommendations for the report.
C. The first- and second-party closing meeting must always be documented.
D. A closing meeting for a first-party audit is likely to be less formal than the closing meeting for a third- party audit.
E. Closing meetings should be chaired by the audit client or their designated representative.
F. The audit team leader can instruct members of the audit team to attend the closing meeting virtually.
G. The closing meeting represents a final opportunity for the auditee to have the audit report findings changed if they are unhappy.
H. A closing meeting should be held in all instances, irrespective of whether the audit conducted was first-, second- or third-party.
正解：D,F,H
解説: (Topexam メンバーにのみ表示されます)

質問 6：
What does ISO 45001 say are the hazards that have to be considered when planning a health and safety management system? Select the ONE best answer.
A. Work activities, workplace design, and human factors such as hours of work and bullying and harassment
B. Hot-work, working at height, enclosed space entry, and work on electrical equipment
C. Work activities where there is the possibility of danger
D. Work hazards and environmental factors such as bad weather
正解：A
解説: (Topexam メンバーにのみ表示されます)