ACFE CFE-Law 問題集

質問 1：
Davis is an employee at Waccamaw Homeplace a publicly traded corporation Davis knows that Waccamaw is about to publicly announce a new joint venture project in China, so he buys shares of Waccamaw stock Assuming that his conduct was illegal m the jurisdiction in which he works and resides, what type of crime did Davis MOST LIKELY commit?
A. Trading on margin
B. Futures fraud
C. Churning
D. Insider trading
正解：D
解説: (Topexam メンバーにのみ表示されます)

質問 2：
Clara is a fraud examiner investigating a potentially fraudulent misrepresentation made in the sale of a security. Which of the following questions should Clara ask to determine if the misrepresentation was material?
A. "Would a reasonable investor want to know the information to make an informed decision?"
B. "Did the person who made the representation have authorization to make the statements that are in dispute?"
C. "Were potential investors promised guaranteed returns in the misrepresentation?"
D. "Is the person who made the misrepresentation registered as a broker-dealer?"
正解：A
解説: (Topexam メンバーにのみ表示されます)

質問 3：
Which of the following is a red flag that might be indicative of an entity operating a security business without the proper license or registration?
A. The entity's website contains detailed background information.
B. There is a lack of customer complaints against the entity.
C. The entity is known to have a history of regulatory problems.
D. There are justified gaps in the work history of promoters at the entity.
正解：C
解説: (Topexam メンバーにのみ表示されます)

質問 4：
Which of the following is a requirement of the European Union's (EU) General Data Protection Regulation (GDPR)?
A. An organization must obtain a data subject's consent before collecting or processing personal data about that individual.
B. An organization must refrain from confirming or denying whether it is in possession of a data subject's personal data even if the data subject requests this information.
C. An organization must provide a data subject's personal data upon that individual's request for a reasonable fee.
D. An organization must notify all affected data subjects within six months when a data breach occurs that is likely to result in a high risk to their rights and freedoms.
正解：A
解説: (Topexam メンバーにのみ表示されます)

質問 5：
Smith, a Certified Fraud Examiner (CFE). works for the ABC Company, a private entity that operates w\ a jurisdiction with civil laws for defamation, invasion of privacy. and conflict of interest Smith seizes and searches the personal smartphone of Green an employee of ABC even though Green was not suspected of any wrongdong Assuming that Green had a reasonable expectation of privacy in the smartphone and Smith conducted the search without a legitmate interest or authority, under which of the following claims would Green MOST LIKELY be able to recover damages against Smith?
A. Intrusion into Green's private matters
B. Slander
C. Conflict of interest
D. Public disclosure of private facts
正解：A
解説: (Topexam メンバーにのみ表示されます)

質問 6：
Which of the following statements concerning the appointment of expert witnesses at that is accurate?
A. Generally the court selects the primary expert witnesses in adversarial jurisdictions.
B. Generally, only the parties may select expert witnesses in inquisitional jurisdictions.
C. Generally, the court appoints the primary expert witnesses in inquisitorial jurisdictions.
D. Generally, only the parties may select experts to introduce testimony in adversarial jurisdictions
正解：C
解説: (Topexam メンバーにのみ表示されます)