CMT Association CMT-Level-II 問題集

質問 1：
Identify the following assumption under the correlation coefficient:
A. Normality
B. Linearity
C. Outliers and homoscedasticity
D. All of the above
正解：D

質問 2：
Which of the following is true of volume and open interest?
A. On-balance volume is not as accurate measure of volume as basic volume column charts
B. Within an uptrend, a sudden leveling off or decline in open interest often signals that the current trend will accelerate
C. Decreases in volume and open interest help confirm the resolution of price patterns
D. Volume precedes price
正解：D

質問 3：
According to the raw performance statistics which of the following statements predicts the correct when the performance of a broadening pattern at its best and its failure rate?
A. At best, the performance of an expanding pattern is average, and its rate of failure is above average
B. At best, the performance of an expanding pattern is above average, and its rate of failure is above average
C. At best, the performance of an expanding pattern is below average, and its rate of failure is above average
D. At best, the performance of an expanding pattern is average, and its rate of failure is below average
正解：A

質問 4：
If the upper breakout level is getting higher and higher along the upper trend line which of the following statement is not predicted correctly about this trend?
A. It is increasing the risk
B. It using up much of any potential gain after a breakout
C. It using up much of any potential gain just before a breakout
D. It is also moving farther from any realistic protective stop level
正解：C

質問 5：
Which of the following is not a method used by Technical analysts to determine trading systems?
A. Non-exogenous signal systems
B. Pattern recognition,
C. Trend following
D. Countertrend
正解：A

質問 6：
Allen Johnson, CMT, is working in the Singapore office of German Investment Corporation. From an informal conversation, Allen learns that the company's most recent annual report contains misappropriated information. No one at the Singapore office expresses concern, however, because there has been no breach of Singapore's law. Barrett should:
A. do nothing because the branch is outside of German jurisdiction.
B. do nothing because the branch is outside of Singapore's jurisdiction.
C. seek advice from the company counsel to determine appropriate action.
D. disassociate himself from the case with a written report to his supervisor.
正解：C

質問 7：
Which of the following factors would NOT increase the predictive power of a dark cloud cover pattern?
A. If the second day of trading opens above a resistance level and then fails
B. The dark cloud cover occurs in the middle of a trading range
C. During a downtrend, a white real body with shaven head and bottom followed by a black body also with a shaven head and bottom
D. Heavy volume on the second day indicates a buying blow o
正解：B

質問 8：
Which of the following actions would be a violation of the Standard VII(A) Conduct as Participants in CFA Institute Programs?
A. Exaggerating the implications of holding the CFA designation.
B. Misrepresenting information on the Professional Conduct Statement.
C. Participating in a civil disobedience movement to oppose a government action.
D. Using the CFA designation without submitting a Professional Conduct Statement and paying annual dues.
正解：B

質問 9：
To calculate moving averages for a point-and-figure chart:
A. First, convert the chart to a conventional line chart.
B. First, re-draw the chart as a 1X1 chart,
C. First, make a decision as to how many columns to average.
D. First, find the longest column, and count the number of filled boxes.
正解：C